Seminar: Capital Market Trends and Regulatory Update



Seminar:  Capital Market Trends and Regulatory Update
Date:27th October, 2017 (Friday)
Time:6:30pm - 7:00pm (Registration and Networking)
             7:00pm - 8:30pm (Seminar Time) (CPD: 1.5)
Venue:KPMG office, 23/F Hysan Place, 500 Hennessy Road, Causeway Bay
Speaker:Roy Leung - Partner, Capital Markets Advisory Group, KPMG
Language:Cantonese with English slides
Fee:Free for HKBAA Members  ($50 for Non-members)

Earlier this year, the Hong Kong Stock Exchange launched a two-month consultation to seek public feedback on the establishment of a new board and reforms to the Growth Enterprise Market.  In this seminar, the speaker will share observations on the proposals subject to the consultation, as well as recent trends in the IPO market.  Recent regulatory guidance related to IPO applications and reverse takeovers, as well as compliance with listing rules by listed companies will also be discussed.

•        Consultations on the establishment of a New Board and review of the Growth Enterprise Market
•        Consultations on capital raisings and delisting
•        Consultation conclusions on proposed enhancements to the governance structure for listing regulation
•        Recent guidance on IPO vetting and reverse takeovers
•       Other recent guidance relevant for listed companies

Speaker's Bio

Roy has extensive experience in providing assurance and advisory services to clients in the process of their IPOs.  He is also the lead audit engagement partner for a number of key listed company clients.  Roy has served clients from a variety of sectors including consumer goods, real estate, logistics and transportation.  He is a member of the Professional Conduct Committee and the Corporate Governance Working Group of the Hong Kong Institute of Certified Public Accountants, and a member of the Asia and Africa Committee of the Hong Kong General Chamber of Commerce.

Online Registration
Individual Member:Google Link 
Corporate Member Registration Form

Non-member Registration

Registration Deadline:23rd October, 2017 (Monday)

** Confirmation email would be sent after the date of deadline

Enquiries: Tel: (+852) 3703 6511 / (+852) 3703 6512 /